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registered investment advisors

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registered investment advisors: News Headlines

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  SEC, Broker Fiduciary Duty and the Tooth Fairy

  By Errold Moody on December 12, 2010 - The SEC, planning organizations, NASAA, AARP, etc. are hoping for passage of legislation that will demand that brokers and advisors uphold a fiduciary duty to... [+]

  customers. Not going to work. Read more
  expert witness       fiduciary       financial planner       insurance       Investment Advisor       investments       RIA       suitability

registered investment advisors: All News

All news and headlines about registered investment advisors. Browse news on registered investment advisors by date to get detailed information.

• Summit Brokerage Services, Inc. Top Performer in InvestmentNews

  By Mindy Clapp on March 1, 2012 - ... [+]

  On January 30, 2012, InvestmentNews magazine reported on the top 50 independent broker-dealers ranked by financial advisors producing $100,000 to $499,000 a year. Read more
  independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       registered investment advisors       RIA       summit brokerage       summit brokerage services

• Summit Brokerage Services, Inc. Ranked in Top 15 in InvestmentNews

  By Mindy Clapp on March 12, 2012 - On January 30, 2012, InvestmentNews magazine reported on the top 50 independent broker-dealers ranked by average payout per financial advisor, per year. ... [+]

  Read more
  hybrid ria       independent advisors       independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       registered investment advisors       summit brokerage

• Gahler Investment Group Joins Securities America

  By Securities America on February 29, 2012 - Independent financial advisors Tom & Gary Gahler, have registered with Securities America Inc. and become a part of their network of advisors. ... [+]

  Read more
  SAI       Securities America       Securities America advisors       Securities America Inc.       Securities America Website

• Directory of 20,000 U.S. Registered Investment Advisors Launched

  By INFORMATION COMPANY INC. on May 5, 2007 - Information Company Inc., a New York-based business information provider, has just released a unique directory of 20,000 U.S. registered investment advisors. ... [+]

  Read more
  

• Summit Brokerage Services Welcomes New Advisors

  By Mindy Clapp on November 14, 2011 - The following advisors have recently joined Summit Brokerage Services, the #1 Boutique Broker-Dealer in the Country* for two years in a row. ... [+]

  Read more
  independent advisors       independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       registered investment advisors       summit brokerage       summit brokerage services

• Summit Brokerage Services Welcomes New Advisors

  By Mindy Clapp on September 29, 2011 - The following advisors have recently joined Summit Brokerage Services, the #1 Boutique Broker-Dealer in the Country for two years in a row. ... [+]

  Read more
  independent advisors       independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       registered investment advisors       summit brokerage       summit brokerage services

• Alesco Advisors Named 20th Fastest Growing RIA by Investment News

  By Carrie Tschetter on December 23, 2010 - Alesco Advisors, located in Pittsford, NY, has been recognized as the 20th fastest growing registered investment advisor (RIA) by Investment News. ... [+]

  Read more
  Alesco Advisors       asset allocation       discretionary assets       diversified portfolios       registered investment advisor

• BELLWETHER CAPITAL MANAGEMENT LLC ANNOUNCES NEW PARTNERSHIP

  By Victor Lai on February 9, 2012 - Bellwether Capital Management LLC, an independent registered investment adviser based in San Francisco, is excited to announce the most recent addition to its team.... [+]

  Christian Amsberry, Read more
  BCM       Bellwether Capital Management       Financial Advisors       financial services       investment advisors       registered investment advisor       san francisco

• Summit Brokerage Services Welcomes New Advisors

  By Mindy Clapp on June 7, 2011 - The following advisors have recently joined Summit Brokerage Services, the #1 Boutique Broker-Dealer in the Country for the second year in a row. ... [+]

  Read more
  hybrid ria       independent advisors       independent broker       independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       summit brokerage

• Summit Brokerage Services Welcomes New Advisors

  By Mindy Clapp on April 27, 2011 - The following advisors have recently joined Summit Brokerage Services, the #1 Boutique Broker-Dealer in the Country for the second year in a row. ... [+]

  Read more
  hybrid ria       independent advisors       independent broker dealer       independent financial advisor       Independent financial advisors       registered investment advisor       summit brokerage       summit brokerage services

• ReptStreet.com Paves the Way for Independent Brokers and Investment Advisers to Explore New Avenues

  By RepStreet on December 3, 2008 - The founders of RepStreet.com have launched a social network for independent brokers and registered investment advisors designed to help them navigate and network... [+]

  in today’s economic climate. Read more
  financial professionals       independent brokers       professional networks       rias       social networks

• BELLWETHER CAPITAL MANAGEMENT LLC ANNOUNCES NEW PARTNERSHIP

  By Victor Lai on February 10, 2012 - ... [+]

  Bellwether Capital Management LLC, an independent registered investment adviser based in San Francisco, is excited to announce the most recent addition to its team. Read more
  advisors       Bellwether Capital Management       financial       investment       san francisco

• Safe Harbor Asset Management Partners With MilleniuM Investment & Retirement Advisors LLC

  By Ana on July 22, 2011 - 408(b)(2) Fiduciary Analytics & Consulting Services ... [+]

  Read more
  401k plans       401k Solution       Department of Labor       ERISA compliant       fiduciary       liability protection       Registered Investment Advisory       regulations taking effect

• TradePMR and WinWeb Announce Integrated Partnership

  By Susan Bryant on May 26, 2011 - TradePMR and WinWeb have today announced an integrated partnership, which will allow TradePMR Advisors to seamlessly export client data files and access clients’... [+]

  information wherever they are. Read more
        registered investment advisor       software       TradePMR       Winweb

• TradePMR Selects First Clearing

  By Susan Bryant on April 15, 2011 - Alignment will provide enhanced custodial support to Registered Investment Advisors nationwide ... [+]

  Read more
  First Clearing       independent financial advisor       TradePMR

• Advisor Tech Tools launches Financial Advisor Technology Solutions Ratings, Reviews, and Practice...

  By Josh Meyer on January 4, 2011 - Advisor Tech Tools is pleased to announce the launch of the first website for Registered Investment Advisors (RIA) that is dedicated to technology and practice management.... [+]

  Read more
  adviser software       advisor software       advisor tech tools       advisor technology tools       portfolio management software       rebalancing software

• Ascendant Asset Advisors Say Alternative Investments Provide Greater Leverage

  By on December 9, 2010 - Ascendant Asset Advisors, a Beverly Hills, California investment advisory firm and a registered commodity trading advisor has been providing strategies to institutions... [+]

  and individuals to generate.. Read more
  Ascendant Asset       Payam Pedram       Trading Advisors

• Bernie Madoff victims in Florida blame Alex Sink for losses

  By Jony Gibbson on October 4, 2010 - Sink heads the Department of Financial Services, which oversees insurance fraud investigation, consumer protection, hedge funds, and registered investment advisors.... [+]

  Read more
  business finance       Fraud

• Dorman Financial Management, P.A, Founded by James B. Dorman, Recognized by Financial Advisor...

  By Kim Kham on July 20, 2010 - Dorman Financial Management (DFM) was ranked by Financial Advisor Magazine as one of the top Registered Investment Advisors in their asset category. ... [+]

  Read more
  Dorman Financial Management       NEXT Financial Group       top RIA Firm

registered investment advisors

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